PubLedgeUS Federal
Authorities
Consumer Financial Protection Bureau (1)
| Record | Type | Status | Effective |
|---|---|---|---|
| CFPB Advisory Opinion — Pay-to-Pay Fees (Regulation F) | Advisory Opinion | enforcing | Jun 29, 2022 |
CFTC Division of Swap Dealer and Intermediary Oversight (1)
| Record | Type | Status | Effective |
|---|---|---|---|
| CFTC Letter 17-65 — CTA Registration Exemption Survives MiFID II Fee Unbundling | Interpretive Letter | enforcing | Dec 11, 2017 |
IRS Office of Chief Counsel (1)
| Record | Type | Status | Effective |
|---|---|---|---|
| IRS Private Letter Ruling 202506001 — Management Contract Private Business Use (§141) | Private Letter Ruling | enforcing | Feb 7, 2025 |
IRS Tax Exempt and Government Entities Division (1)
| Record | Type | Status | Effective |
|---|---|---|---|
| IRS PLR 202614036 — Adverse Determination: §501(c)(3) Exemption Denied, Mixed-Use Facility | Private Letter Ruling | enforcing | Jan 12, 2026 |
SEC Division of Corporation Finance (1)
| Record | Type | Status | Effective |
|---|---|---|---|
| SEC No-Action Letter — Latham & Watkins (Rule 506(c) Verification) | No-Action Letter | enforcing | Mar 12, 2025 |