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CFTC Letter 17-65 — CTA Registration Exemption Survives MiFID II Fee Unbundling🔗

Jurisdiction: US FederalAuthority: cftc-dsioType: Interpretive LetterReliance: similarly situated third partiesObligation: permission
enforcing verified 46d ago Effective: Dec 11, 2017 Official source
Cite as: us-cftc-dsio-il-2017-001 · CFTC Letter 17-65 · record.json

Obligations Covered

Unbundled Advice Fee Does Not Trigger CTA Registration
Created Apr 19, 2026 · Modified Apr 19, 2026 · Last verified Apr 19, 2026